Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-27 · accession 0001209191-23-005793 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-31 | 2023-01-27 | LEVI | Bergh Charles V | Pres, CEO, Dir | A - Grant | $0.00 | +161.6K | 534.2K | +43% | $0 |
| DM | 2023-01-31 | 2023-01-27+ | LEVI | Bergh Charles V | Pres, CEO, Dir | F - Tax | $17.79 | -39.9K | 494.4K | -7% | -$709.1K |
| D | 2023-01-31 | 2023-01-27 | LEVI | Bergh Charles V | Pres, CEO, Dir | A - Grant | $0.00 | +406.1K | 406.1K | New | $0 |
| D | 2023-01-31 | 2023-01-27 | LEVI | Bergh Charles V | Pres, CEO, Dir | D - Sale to Iss | $17.73 | -194.7K | 1.26M | -13% | -$3.45M |
| DM | 2023-01-31 | 2023-01-27 | LEVI | Bergh Charles V | Pres, CEO, Dir | M - OptEx | $3.05 | 0 | 565.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-27 | A | A | 161,607 | $0.00 | 534,210 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-01-27 | F | D | 28,327 | $17.79 | 505,883 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-01-28 | F | D | 11,530 | $17.79 | 494,353 | D | — | — | |
| 4 | Derivative | Stock Appreciation Rights | 2023-01-27 | A | A | 406,073 | $0.00 | 406,073 | D | $17.79 · — to 2033-01-26 | 406,073 Class A Common Stock | (F8) Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date. |
| 5 | Derivative | Class B Common Stock | 2023-01-27 | D | D | 194,663 | $17.73 | 1,259,438 | D | — · — to — | 194,663 Class A Common Stock | (F6) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2023-01-27 | M | A | 565,795 | $6.10 | 1,454,101 | D | — · — to — | 565,795 Class A Common Stock | (F6) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 7 | Derivative | Stock Appreciation Rights | 2023-01-27 | M | D | 565,795 | $0.00 | 565,795 | D | $6.10 · — to 2023-02-09 | 565,795 Class B Common Stock | (F5) 100% of these stock appreciation rights are fully vested. |