Form 4 for ALEC Alector, Inc.
Accepted 2023-01-31 00:00:00 ET · period of report 2021-09-10 · accession 0001209191-23-005810 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-31 | 2021-09-10 | ALEC | Yaffe Kristine | Dir | M - OptEx | $18.10 | +2,000 | 2,000 | New | +$36.2K |
| D | 2023-01-31 | 2021-09-10 | ALEC | Yaffe Kristine | Dir | M - OptEx | $0.00 | -2,000 | 38.0K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-10 | M | A | 2,000 | $18.10 | 2,000 | D | — | — | (F1) As of the filing date, the amount of securities beneficially owned by the reporting person is 11,459 shares. |
| 2 | Derivative | Stock Option (right to buy) | 2021-09-10 | M | D | 2,000 | $0.00 | 38,000 | D | $18.10 · — to 2029-08-08 | 2,000 Common Stock | (F2) One-fourth of the shares subject to the option vested on August 9, 2020 and an additional 1/48th of the shares vest monthly thereafter. |