Form 4 for ARLO Arlo Technologies, Inc.
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-27 · accession 0001209191-23-005812 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-31 | 2023-01-27 | ARLO | MCRAE MATTHEW BLAKE | CEO, Dir | A - Grant | $0.00 | +519.5K | 2.16M | +32% | $0 |
| DM | 2023-01-31 | 2023-01-28 | ARLO | MCRAE MATTHEW BLAKE | CEO, Dir | F - Tax | $3.72 | -29.5K | 2.23M | -1% | -$109.7K |
| D | 2023-01-31 | 2023-01-28 | ARLO | MCRAE MATTHEW BLAKE | CEO, Dir | M - OptEx | — | +18.9K | 2.26M | +0.8% | — |
| D | 2023-01-31 | 2023-01-28 | ARLO | MCRAE MATTHEW BLAKE | CEO, Dir | M - OptEx | $0.00 | -18.9K | 644.0K | -3% | $0 |
| D | 2023-01-31 | 2023-01-27 | ARLO | MCRAE MATTHEW BLAKE | CEO, Dir | A - Grant | $0.00 | +437.5K | 437.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-27 | A | A | 81,950 | $0.00 | 2,243,489 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-28 | F | D | 7,085 | $3.72 | 2,236,404 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-28 | M | A | 18,940 | — | 2,255,344 | D | — | — | (F3) Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. |
| 4 | Common | Common Stock | 2023-01-28 | F | D | 6,474 | $3.72 | 2,248,870 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-28 | F | D | 15,942 | $3.72 | 2,232,928 | D | — | — | |
| 6 | Common | Common Stock | 2023-01-27 | A | A | 437,500 | $0.00 | 2,161,539 | D | — | — | |
| 7 | Derivative | Performance Stock Units (PSUs) | 2023-01-28 | M | D | 18,940 | $0.00 | 643,960 | D | — · — to 2025-07-28 | 18,940 Common Stock | (F6) Represents the maximum number of shares remaining that may be issued pursuant to the PSUs. (F3) Each PSU represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest upon the Issuer's common stock achieving both a time-based vesting condition and a stock price performance-based vesting condition, both of which conditions must be satisfied before any PSU vests. |
| 8 | Derivative | Performance Restricted Stock Units (PSUs) | 2023-01-27 | A | A | 437,500 | $0.00 | 437,500 | D | — · — to — | 437,500 Common Stock | (F5) Each PSU represents a contingent right to receive one share of the Issuer's common stock. The PSUs will vest based upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers. |