Form 4 for MC Moelis & Co
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-27 · accession 0001209191-23-005823 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-01-31 | 2023-01-27+ | MC | MOELIS KENNETH | COB, CEO, Dir, 10% | S - Sale | $46.14 | -178.7K | 0 | -100% | -$8.25M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-27 | S | D | 73,976 | $46.18 | 104,769 | I By Trust | — | — | (F1) Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. (F3) In addition Mr. Moelis holds (i) 805,473 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 49,827 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |
| 2 | Common | Class A Common Stock | 2023-01-30 | S | D | 60,093 | $46.12 | 44,676 | I By Trust | — | — | (F1) Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. (F3) In addition Mr. Moelis holds (i) 805,473 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 49,827 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |
| 3 | Common | Class A Common Stock | 2023-01-31 | S | D | 44,676 | $46.12 | 0 | I By Trust | — | — | (F1) Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. (F3) In addition Mr. Moelis holds (i) 805,473 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 49,827 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |