Form 4 for HAFC HANMI FINANCIAL CORP
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-31 · accession 0001209191-23-005940 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2023-01-31 | HAFC | LEE BONITA | Pres, CEO | M - OptEx | $16.43 | +50.0K | 143.1K | +54% | +$821.5K |
| D | 2023-02-01 | 2023-01-31 | HAFC | LEE BONITA | Pres, CEO | F - Tax | $23.29 | -38.5K | 104.6K | -27% | -$896.9K |
| D | 2023-02-01 | 2023-01-31 | HAFC | LEE BONITA | Pres, CEO | M - OptEx | $0.00 | -50.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | M | A | 50,000 | $16.43 | 143,085 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-31 | F | D | 38,509 | $23.29 | 104,576 | D | — | — | |
| 3 | Derivative | Stock Options | 2023-01-31 | M | D | 50,000 | $0.00 | 0 | D | $16.43 · 2014-08-28 to 2023-08-28 | 50,000 Common Stock |