Form 4 for BOX BOX INC
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-30 · accession 0001209191-23-005968 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2023-01-30 | BOX | Smith Dylan C | CFO | M - OptEx | $4.63 | +140.0K | 1.43M | +11% | +$648.2K |
| D | 2023-02-01 | 2023-01-30 | BOX | Smith Dylan C | CFO | M - OptEx | $0.00 | -140.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-30 | M | A | 140,000 | $4.63 | 1,428,904 | D | — | — | (F1) Reporting Person exercised Employee Stock Options set to expire on 02/07/2023 and held the shares following the exercise. (F2) Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2023-01-30 | M | D | 140,000 | $0.00 | 0 | D | $4.63 · — to 2023-02-07 | 140,000 Class A Common Stock | (F4) All of this option grant's shares became fully exercisable as of 02/01/2017. |