Form 4 for MCO Moody's Corporation
Accepted 2023-02-02 00:00:00 ET · period of report 2023-02-01 · accession 0001209191-23-006175 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-02 | 2023-02-01 | MCO | MCDANIEL RAYMOND W | Dir | S - Sale+OE | $325.30 | -17.0K | 67.3K | -20% | -$5.53M |
| D | 2023-02-02 | 2023-02-01 | MCO | MCDANIEL RAYMOND W | Dir | M - OptEx | $98.01 | +17.0K | 84.3K | +25% | +$1.67M |
| D | 2023-02-02 | 2023-02-01 | MCO | MCDANIEL RAYMOND W | Dir | M - OptEx | $0.00 | -17.0K | 17.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | S | D | 16,409 | $325.27 | 67,874.79 | D | — | — | (F2) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $325.00 to $325.880. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-02-01 | M | A | 17,009 | $98.01 | 84,283.79 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-01 | S | D | 600 | $326.08 | 67,274.79 | D | — | — | (F3) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.01 to $326.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Options (right to buy) | 2023-02-01 | M | D | 17,009 | $0.00 | 17,009 | D | $98.01 · 2016-02-11 to 2025-02-11 | 17,009 Common Stock | (F5) One fourth of options vest each year beginning with the date indicated. |