Form 4 for MCO Moody's Corporation
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-02 · accession 0001209191-23-006752 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-03 | 2023-02-02 | MCO | MCDANIEL RAYMOND W | Dir | S - Sale+OE | $331.79 | -38.5K | 86.4K | -31% | -$12.76M |
| D | 2023-02-03 | 2023-02-02 | MCO | MCDANIEL RAYMOND W | Dir | M - OptEx | $98.01 | +38.5K | 105.7K | +57% | +$3.77M |
| D | 2023-02-03 | 2023-02-02 | MCO | MCDANIEL RAYMOND W | Dir | M - OptEx | $0.00 | -38.5K | 38.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-02 | S | D | 1,217 | $327.26 | 104,511.79 | D | — | — | (F2) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.985 to $327.900. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-02-02 | M | A | 38,454 | $98.01 | 105,728.79 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-02 | S | D | 2,848 | $335.46 | 67,274.79 | D | — | — | (F10) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $$335.345 to $335.730. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-02-02 | S | D | 8,522 | $334.66 | 70,122.79 | D | — | — | (F9) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $334.340 to $335.335. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-02-02 | S | D | 4,368 | $333.99 | 78,644.79 | D | — | — | (F8) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $333.335 to $334.330. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2023-02-02 | S | D | 1,100 | $332.76 | 83,012.79 | D | — | — | (F7) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $332.230 to $333.130. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2023-02-02 | S | D | 2,300 | $331.64 | 84,112.79 | D | — | — | (F6) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $331.230 to $332.120. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2023-02-02 | S | D | 4,450 | $328.61 | 100,061.79 | D | — | — | (F3) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $328.170 to $329.165. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2023-02-02 | S | D | 11,804 | $329.81 | 88,257.79 | D | — | — | (F4) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $329.170 to $330.140. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2023-02-02 | S | D | 1,845 | $330.58 | 86,412.79 | D | — | — | (F5) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $330.230 to $331.220. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Derivative | Employee Stock Options (right to buy) | 2023-02-02 | M | D | 38,454 | $0.00 | 38,454 | D | $98.01 · 2016-02-11 to 2025-02-11 | 38,454 Common Stock | (F11) One fourth of options vest each year beginning with the date indicated. |