Form 4 for KWR QUAKER CHEMICAL CORP
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001209191-23-006849 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-03 | 2023-02-01 | KWR | BARRY MICHAEL F | Dir | S - Sale+OE | $199.77 | -15.0K | 97.4K | -13% | -$3.00M |
| DM | 2023-02-03 | 2023-02-02 | KWR | BARRY MICHAEL F | Dir | M - OptEx | $146.30 | +37.3K | 106.4K | +54% | +$5.46M |
| DM | 2023-02-03 | 2023-02-02 | KWR | BARRY MICHAEL F | Dir | F - Tax | $215.58 | -30.3K | 93.5K | -24% | -$6.54M |
| DM | 2023-02-03 | 2023-02-02 | KWR | BARRY MICHAEL F | Dir | M - OptEx | $0.00 | -37.3K | 8,212 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | S | D | 200 | $200.91 | 92,772 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.79 to $201.03, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4. |
| 2 | Common | Common Stock | 2023-02-01 | S | D | 100 | $199.50 | 92,972 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-01 | S | D | 1,400 | $198.54 | 93,072 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.06 to $199.01, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. |
| 4 | Common | Common Stock | 2023-02-01 | S | D | 2,882 | $197.43 | 94,472 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.00 to $197.95, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. |
| 5 | Common | Common Stock | 2023-02-01 | S | D | 2,301 | $202.62 | 90,471 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.03 to $203.02, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4. |
| 6 | Common | Common Stock | 2023-02-01 | S | D | 3,091 | $203.30 | 87,380 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.03 to $203.98, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4. |
| 7 | Common | Common Stock | 2023-02-01 | S | D | 494 | $204.58 | 86,886 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.07 to $205.02, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (9) to this Form 4. |
| 8 | Common | Common Stock | 2023-02-01 | S | D | 352 | $205.40 | 86,534 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.13 to $205.88, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (10) to this Form 4. |
| 9 | Common | Common Stock | 2023-02-02 | M | A | 6,750 | $151.75 | 93,284 | D | — | — | |
| 10 | Common | Common Stock | 2023-02-02 | F | D | 5,635 | $215.58 | 87,649 | D | — | — | |
| 11 | Common | Common Stock | 2023-02-02 | M | A | 14,128 | $154.92 | 101,777 | D | — | — | |
| 12 | Common | Common Stock | 2023-02-02 | F | D | 11,838 | $215.58 | 89,939 | D | — | — | |
| 13 | Common | Common Stock | 2023-02-02 | M | A | 16,426 | $136.64 | 106,365 | D | — | — | |
| 14 | Common | Common Stock | 2023-02-02 | F | D | 12,847 | $215.58 | 93,518 | D | — | — | |
| 15 | Common | Common Stock | 2023-02-01 | S | D | 529 | $195.43 | 101,005 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.91 to $195.89, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 16 | Common | Common Stock | 2023-02-01 | S | D | 3,651 | $196.69 | 97,354 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.00 to $196.96, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| 17 | Derivative | Employee Stock Option (right to buy) | 2023-02-02 | M | D | 6,750 | $0.00 | 0 | D | $151.75 · — to 2025-02-26 | 6,750 Common Stock | (F11) The options for this grant vested in three annual installments: 6,751 shares on February 26, 2019; 6,750 shares on February 26, 2020; and 6,750 shares on February 26, 2021. |
| 18 | Derivative | Employee Stock Option (right to buy) | 2023-02-02 | M | D | 14,128 | $0.00 | 0 | D | $154.92 · — to 2026-02-25 | 14,128 Common Stock | (F12) The options for this grant vested in three annual installments: 7,065 shares on February 25, 2020; 7,064 shares on February 25, 2021; and 7,064 shares on February 25, 2022. |
| 19 | Derivative | Employee Stock Option (right to buy) | 2023-02-02 | M | D | 16,426 | $0.00 | 8,212 | D | $136.64 · — to 2027-03-30 | 16,426 Common Stock | (F13) The options for this grant vest in three annual installments: 8,213 shares on March 30, 2021; 8,213 shares on March 30, 2022; and 8,212 shares on March 30, 2023. |