Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001209191-23-006983 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-03 | 2023-02-01 | LQDT | CLOUGH PHILLIP A | Dir | M - OptEx | $0.00 | +5,206 | 96.9K | +6% | $0 |
| D | 2023-02-03 | 2023-02-01 | LQDT | CLOUGH PHILLIP A | Dir | M - OptEx | $0.00 | -5,206 | 0 | -100% | $0 |
| DM | 2023-02-03 | 2023-02-01 | LQDT | CLOUGH PHILLIP A | Dir | A - Grant | $0.00 | +7,440 | 2,138 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | M | A | 5,206 | $0.00 | 96,927 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit Grant | 2023-02-01 | M | D | 5,206 | $0.00 | 0 | D | — · — to 2023-02-01 | 5,206 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F3) These restricted stock units fully vested on February 1, 2023. |
| 3 | Derivative | Restricted Stock Unit Grant | 2023-02-01 | A | A | 5,302 | $0.00 | 5,302 | D | — · — to 2024-02-01 | 5,302 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F4) These restricted stock units will vest on February 1, 2024. |
| 4 | Derivative | Stock Option Grant | 2023-02-01 | A | A | 2,138 | $0.00 | 2,138 | D | $15.09 · 2024-02-01 to 2033-02-01 | 2,138 Common Stock |