Form 4 for RXRX RECURSION PHARMACEUTICALS, INC.
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001209191-23-007041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-03 | 2023-02-02 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | +18.5K | 960.8K | +2% | $0 |
| D | 2023-02-03 | 2023-02-01 | RXRX | Gibson Christopher | CEO, Dir | F - Tax | $8.55 | -1,382 | 942.3K | -0.1% | -$11.8K |
| DM | 2023-02-03 | 2023-02-01 | RXRX | Gibson Christopher | CEO, Dir | A - Grant | $0.00 | +417.9K | 932.6K | +81% | $0 |
| DMI | 2023-02-03 | 2023-02-02 | RXRX | Gibson Christopher | CEO, Dir | S - Sale | $9.21 | -2,500 | 0 | -100% | -$23.0K |
| DMI | 2023-02-03 | 2023-02-02 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | +2,500 | 1,000 | New | $0 |
| D | 2023-02-03 | 2023-02-02 | RXRX | Gibson Christopher | CEO, Dir | S - Sale | $9.22 | -18.5K | 942.3K | -2% | -$170.6K |
| D | 2023-02-03 | 2023-02-01 | RXRX | Gibson Christopher | CEO, Dir | A - Grant | $0.00 | +813.6K | 813.6K | New | $0 |
| D | 2023-02-03 | 2023-02-02 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | -18.5K | 6.64M | -0.3% | $0 |
| DMI | 2023-02-03 | 2023-02-02 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | -2,500 | 125.9K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-02 | C | A | 18,500 | $0.00 | 960,773 | D by LAHWRAN-4 LLC | — | — | (F9) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| 2 | Common | Class A Common Stock | 2023-02-01 | F | D | 1,382 | $8.55 | 942,273 | D by LAHWRAN-4 LLC | — | — | (F9) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| 3 | Common | Class A Common Stock | 2023-02-01 | A | A | 11,050 | $0.00 | 943,655 | D by LAHWRAN-3 LLC | — | — | (F7) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| 4 | Common | Class A Common Stock | 2023-02-01 | A | A | 406,800 | $0.00 | 932,605 | D by LAHWRAN-3 LLC | — | — | (F7) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| 5 | Common | Class A Common Stock | 2023-02-02 | S | D | 1,000 | $9.21 | 0 | I | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $8.66 to $9.52 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Common | Class A Common Stock | 2023-02-02 | C | A | 1,000 | $0.00 | 1,000 | I | — | — | |
| 7 | Common | Class A Common Stock | 2023-02-02 | S | D | 1,000 | $9.20 | 0 | I | — | — | (F12) This transaction was executed in multiple trades at prices ranging from $8.64 to $9.52. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 8 | Common | Class A Common Stock | 2023-02-02 | C | A | 500 | $0.00 | 500 | I by Gibson Family Trust | — | — | (F11) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| 9 | Common | Class A Common Stock | 2023-02-02 | S | D | 18,500 | $9.22 | 942,273 | D by Gibson Family Trust | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $8.63 to $9.61. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. (F11) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| 10 | Common | Class A Common Stock | 2023-02-02 | C | A | 1,000 | $0.00 | 1,000 | I | — | — | |
| 11 | Common | Class A Common Stock | 2023-02-02 | S | D | 500 | $9.21 | 0 | I | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $8.63 to $9.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 12 | Derivative | Stock Option (Right to Buy) | 2023-02-01 | A | A | 813,600 | $0.00 | 813,600 | D by LAHWRAN-3 LLC | $8.55 · — to 2033-02-01 | 813,600 Class A Common Stock | (F7) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. (F13) The option vests as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2023, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter. |
| 13 | Derivative | Class B Common Stock | 2023-02-02 | C | D | 18,500 | $0.00 | 6,640,334 | D by LAHWRAN-4 LLC | $0.00 · — to — | 18,500 Class A Common Stock | (F9) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. (F16) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 14 | Derivative | Class B Common Stock | 2023-02-02 | C | D | 500 | $0.00 | 539,500 | I by Gibson Family Trust | $0.00 · — to — | 500 Class A Common Stock | (F11) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. (F16) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 15 | Derivative | Class B Common Stock | 2023-02-02 | C | D | 1,000 | $0.00 | 529,000 | I | $0.00 · — to — | 1,000 Class A Common Stock | (F16) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 16 | Derivative | Class B Common Stock | 2023-02-02 | C | D | 1,000 | $0.00 | 125,875 | I | $0.00 · — to — | 1,000 Class A Common Stock | (F16) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |