Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-03 · accession 0001209191-23-007656 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-02-07 | 2023-02-03 | OSS | Ison James | Chief Sales, Marketing Off | M - OptEx | $0.46 | +18.3K | 116.1K | +19% | +$8,400 |
| D | 2023-02-07 | 2023-02-03 | OSS | Ison James | Chief Sales, Marketing Off | M - OptEx | $0.00 | -18.3K | 14.6K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-03 | M | A | 18,261 | $0.46 | 116,099 | I By Trust | — | — | (F1) These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2023-02-03 | M | D | 18,261 | $0.00 | 14,587 | D | $0.46 · — to 2024-07-15 | 18,261 Common Stock | (F3) The option is fully vested. |