Form 4 for BX Blackstone Inc.
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-03 · accession 0001209191-23-007697 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-07 | 2023-02-03 | BX | Baratta Joseph | Dir | S - Sale | $95.94 | -85.0K | 1.12M | -7% | -$8.16M |
| D | 2023-02-07 | 2023-02-07 | BX | Baratta Joseph | Dir | C - Cnv Deriv | $0.00 | +85.0K | 1.21M | +8% | $0 |
| D | 2023-02-07 | 2023-02-07 | BX | Baratta Joseph | Dir | C - Cnv Deriv | — | -85.0K | 2.22M | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-03 | S | D | 66,750 | $95.78 | 1,140,418 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.28 to $96.27, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. |
| 2 | Common | Common Stock | 2023-02-03 | S | D | 18,250 | $96.54 | 1,122,168 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.28 to $97.05, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. |
| 3 | Common | Common Stock | 2023-02-07 | C | A | 85,000 | $0.00 | 1,207,168 | D | — | — | |
| 4 | Derivative | Blackstone Holdings partnership units | 2023-02-07 | C | D | 85,000 | — | 2,223,058 | D | — · — to — | 85,000 Common Stock | (F5) A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. |