Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001209191-23-007829 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-02-08 | 2023-02-06 | LQDT | Daunt John | EVP, COO | S - Sale+OE | $14.00 | -8,775 | 80.4K | -10% | -$122.8K |
| DMI | 2023-02-08 | 2023-02-06 | LQDT | Daunt John | EVP, COO | M - OptEx | $9.10 | +34.4K | 59.2K | +138% | +$312.9K |
| DM | 2023-02-08 | 2023-02-06 | LQDT | Daunt John | EVP, COO | M - OptEx | $0.00 | -34.4K | 21.1K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | S | D | 8,775 | $14.00 | 80,376 | I By The Daunt Family Trust | — | — | |
| 2 | Common | Common Stock | 2023-02-06 | M | A | 29,920 | $9.46 | 89,151 | I By The Daunt Family Trust | — | — | |
| 3 | Common | Common Stock | 2023-02-06 | M | A | 4,457 | $6.69 | 59,231 | I By The Daunt Family Trust | — | — | |
| 4 | Derivative | Stock Option Grant | 2023-02-06 | M | D | 29,920 | $0.00 | 31,280 | D | $9.46 · — to 2030-12-01 | 29,920 Common Stock | (F9) 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |
| 5 | Derivative | Stock Option Grant | 2023-02-06 | M | D | 4,457 | $0.00 | 21,109 | D | $6.69 · — to 2029-12-03 | 4,457 Common Stock | (F8) 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |