Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0001209191-23-008185 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-09 | 2022-06-01+ | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $1.51 | +6,162 | 158.3K | +4% | +$9,330 |
| 2023-02-09 | 2023-02-02 | AWR | SPROWLS ROBERT J | Pres, CEO | D - Sale to Iss | $0.00 | -2.83 | 158.9K | -0.0% | $0 | |
| I | 2023-02-09 | 2023-02-02 | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $0.00 | +6.91 | 487.31 | +1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Commoon Shares | 2022-06-03 | A | A | 580.33 | $0.00 | 157,673.16 | D | — | — | (F2) Updated DRIP |
| 2 | Common | Common Shares | 2022-09-01 | A | A | 38.15 | $83.78 | 157,711.32 | D | — | — | (F3) DER Units credited on 09/01/2022 as dividend at FMV |
| 3 | Common | Common Shares | 2022-09-06 | A | A | 603.72 | $0.00 | 158,315.03 | D | — | — | (F2) Updated DRIP |
| 4 | Common | Common Shares | 2022-12-05 | A | A | 516.43 | $0.00 | 158,864.01 | D | — | — | (F2) Updated DRIP |
| 5 | Common | Common Shares | 2023-02-02 | D | D | 2.83 | $0.00 | 158,861.18 | D | — | — | (F5) Adjustment due to partial share |
| 6 | Common | Common Shares | 2023-02-02 | A | A | 6.91 | $0.00 | 487.31 | I | — | — | (F6) Updated 401k Information |
| 7 | Common | Common Shares | 2023-02-07 | A | A | 4,354 | $0.00 | 163,215.18 | D | — | — | |
| 8 | Common | Common Shares | 2022-06-01 | A | A | 36.80 | $79.39 | 157,092.83 | D 401k | — | — | (F1) DER Units credited on 06/01/2022 as dividend at FMV |
| 9 | Common | Common Shares | 2022-12-01 | A | A | 32.55 | $98.68 | 158,347.58 | D | — | — | (F4) DER units credited on 12/01/2022 as dividend at FMV |