Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0001209191-23-008186 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-09 | 2022-03-01+ | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | A - Grant | $2.93 | +546.64 | 2,366 | +30% | +$1,603 |
| 2023-02-09 | 2023-02-02 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | D - Sale to Iss | $0.00 | -1.51 | 2,364 | -0.1% | $0 | |
| I | 2023-02-09 | 2023-02-02 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | D - Sale to Iss | $0.00 | +92.74 | 1,279 | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-01 | A | A | 4.56 | $83.51 | 2,351.69 | D 401k | — | — | (F1) DER units credited on 03/01/2022 as dividend at FMV |
| 2 | Common | Common Shares | 2022-06-01 | A | A | 4.82 | $79.39 | 2,356.51 | D | — | — | (F2) DER Units credited on 06/01/2022 as dividend at FMV |
| 3 | Common | Common Shares | 2022-09-01 | A | A | 5 | $83.78 | 2,361.51 | D | — | — | (F3) DER Units credited on 09/01/2022 as dividend at FMV |
| 4 | Common | Common Shares | 2023-02-07 | A | A | 528 | $0.00 | 2,892.26 | D | — | — | |
| 5 | Common | Common Shares | 2023-02-02 | D | D | 1.51 | $0.00 | 2,364.26 | D | — | — | (F5) Adjustment due to partial share |
| 6 | Common | Common Shares | 2023-02-02 | D | A | 92.74 | $0.00 | 1,278.91 | I | — | — | (F6) Updated 401k Information |
| 7 | Common | Common Shares | 2022-12-01 | A | A | 4.26 | $98.68 | 2,365.77 | D | — | — | (F4) DER units credited on 12/01/2022 as dividend at FMV |