Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0001209191-23-008187 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-09 | 2022-06-01+ | AWR | Pierotti Jon | VP Reg Affairs | A - Grant | $1.14 | +535 | 1,470 | +57% | +$607.51 |
| I | 2023-02-09 | 2023-02-02 | AWR | Pierotti Jon | VP Reg Affairs | D - Sale to Iss | $0.00 | +14.81 | 286.37 | +5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-06-01 | A | A | 2.40 | $79.39 | 937.49 | D 401k | — | — | (F1) DER Units credited on 06/01/2022 as dividend at FMV |
| 2 | Common | Common Shares | 2022-09-01 | A | A | 2.48 | $83.78 | 939.98 | D | — | — | (F2) DER Units credited on 09/01/2022 as dividend at FMV |
| 3 | Common | Common Shares | 2022-12-01 | A | A | 2.12 | $98.68 | 942.10 | D | — | — | (F3) DER units credited on 12/01/2022 as dividend at FMV |
| 4 | Common | Common Shares | 2023-02-02 | D | A | 14.81 | $0.00 | 286.37 | I | — | — | (F4) Updated 401k Information |
| 5 | Common | Common Shares | 2023-02-07 | A | A | 528 | $0.00 | 1,470.10 | D | — | — |