Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0001209191-23-008188 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-09 | 2022-12-01+ | AWR | Schickling David R | VP Water Operation | A - Grant | $0.2926 | +529.57 | 1,010 | +110% | +$154.93 |
| I | 2023-02-09 | 2023-02-08 | AWR | Schickling David R | VP Water Operation | D - Sale to Iss | $0.00 | +7.49 | 236.44 | +3% | $0 |
| 2023-02-09 | 2023-02-08 | AWR | Schickling David R | VP Water Operation | D - Sale to Iss | $0.00 | -0.89 | 482 | -0.2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-12-01 | A | A | 1.57 | $98.68 | 482.89 | D 401k | — | — | (F1) DER units credited on 12/01/2022 as dividend at FMV |
| 2 | Common | Common Shares | 2023-02-08 | D | A | 7.49 | $0.00 | 236.44 | I | — | — | (F2) Updated 401k Information |
| 3 | Common | Common Shares | 2023-02-08 | D | D | 0.89 | $0.00 | 482 | D | — | — | (F3) Adjustment due to partial share |
| 4 | Common | Common Shares | 2023-02-07 | A | A | 528 | $0.00 | 1,010 | D | — | — |