Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0001209191-23-008190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-09 | 2023-02-07+ | AWR | Kubiak Patrick | VP of Asset Management | A - Grant | $1.24 | +535.32 | 1,591 | +51% | +$663.48 |
| 2023-02-09 | 2023-02-02 | AWR | Kubiak Patrick | VP of Asset Management | D - Sale to Iss | $0.00 | -2.72 | 1,063 | -0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-09-01 | A | A | 3.95 | $83.78 | 1,062.75 | D | — | — | (F1) DER Units credited on 09/01/2022 as dividend at FMV |
| 2 | Common | Common Shares | 2023-02-02 | D | D | 2.72 | $0.00 | 1,063.39 | D | — | — | (F3) Adjustment due to partial share |
| 3 | Common | Common Shares | 2023-12-01 | A | A | 3.37 | $98.68 | 1,066.12 | D | — | — | (F2) DER units credited on 12/01/2022 as dividend at FMV |
| 4 | Common | Common Shares | 2023-02-07 | A | A | 528 | $0.00 | 1,591.39 | D | — | — |