Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0001209191-23-008196 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-09 | 2023-02-02 | AWR | FARROW GLADYS | VP | D - Sale to Iss | $0.00 | -2.52 | 7,262 | -0.0% | $0 | |
| M | 2023-02-09 | 2022-06-01+ | AWR | FARROW GLADYS | VP | A - Grant | $2.75 | +545.29 | 7,253 | +8% | +$1,498 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-02 | D | D | 2.52 | $0.00 | 7,262.17 | D | — | — | (F4) Adjustment due to partial share |
| 2 | Common | Common Shares | 2022-12-01 | A | A | 4.93 | $98.68 | 7,264.69 | D | — | — | (F3) DER units credited on 12/01/2022 as dividend at FMV |
| 3 | Common | Common Shares | 2023-02-07 | A | A | 528 | $0.00 | 7,790.17 | D | — | — | |
| 4 | Common | Common Shares | 2022-09-01 | A | A | 6.79 | $83.78 | 7,259.76 | D | — | — | (F2) DER Units credited on 09/01/2022 as dividend at FMV |
| 5 | Common | Common Shares | 2022-06-01 | A | A | 5.57 | $79.39 | 7,252.97 | D | — | — | (F1) DER Units credited on 06/01/2022 as dividend at FMV |