Form 4 for WOR WORTHINGTON ENTERPRISES, INC.
Accepted 2023-02-10 00:00:00 ET · period of report 2023-02-08 · accession 0001209191-23-008234 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-10 | 2023-02-08+ | WOR | ROSE B ANDREW | Pres, CEO | S - Sale+OE | $59.33 | -26.0K | 503.8K | -5% | -$1.54M |
| DM | 2023-02-10 | 2023-02-08 | WOR | ROSE B ANDREW | Pres, CEO | M - OptEx | $31.19 | +26.0K | 505.1K | +5% | +$811.0K |
| DM | 2023-02-10 | 2023-02-08 | WOR | ROSE B ANDREW | Pres, CEO | M - OptEx | $0.00 | -26.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-09 | S | D | 7,771 | $58.97 | 496,068 | D | — | — | (F3) The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $57.99 to $60.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth. |
| 2 | Common | Common Shares | 2023-02-08 | M | A | 17,000 | $30.92 | 522,068 | D | — | — | |
| 3 | Common | Common Shares | 2023-02-08 | M | A | 9,000 | $31.71 | 505,068 | D | — | — | (F1) Since the date of the reporting person's last ownership report, the reporting person transferred 188,338 common shares of Worthington Industries, Inc. (the "Issuer") to the reporting person's ex-spouse pursuant to a domestic relations order. In addition, the reporting person no longer has a reportable beneficial interest in 1,187 common shares of the Issuer owned by the reporting person's ex-spouse and included in the reporting person's prior ownership reports as beneficially owned indirectly. The reporting person no longer reports as beneficially owned by the reporting person any securities owned by the reporting person's ex-spouse. |
| 4 | Common | Common Shares | 2023-02-08 | S | D | 18,229 | $59.48 | 503,839 | D | — | — | (F2) The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $59.00 to $60.36, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth. |
| 5 | Derivative | Non-qualified stock option (right to buy) | 2023-02-08 | M | D | 9,000 | $0.00 | 0 | D | $31.71 · 2014-06-28 to 2023-06-28 | 9,000 Common Shares | (F4) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2015 and 6/28/2016. |
| 6 | Derivative | Non-qualified stock option (right to buy) | 2023-02-08 | M | D | 17,000 | $0.00 | 0 | D | $30.92 · 2016-06-26 to 2025-06-26 | 17,000 Common Shares | (F5) This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/26/2017 and 6/26/2018. |