Form 4 for TDG TransDigm Group
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-09 · accession 0001209191-23-008608 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-13 | 2023-02-09 | TDG | Stein Kevin M | Pres, CEO | S - Sale+OE | $749.50 | -38.8K | 32.0K | -55% | -$29.08M |
| D | 2023-02-13 | 2023-02-09 | TDG | Stein Kevin M | Pres, CEO | M - OptEx | $173.29 | +38.8K | 38.8K | New | +$6.72M |
| D | 2023-02-13 | 2023-02-09 | TDG | Stein Kevin M | Pres, CEO | M - OptEx | $0.00 | -38.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-09 | S | D | 855 | $750.63 | 5,669 | D | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.46 - $751.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-02-09 | S | D | 2,388 | $752.25 | 3,281 | D | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.745 - $752.69. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-02-09 | S | D | 810 | $753.28 | 2,471 | D | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.75 - $753.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-02-09 | S | D | 300 | $754.43 | 2,171 | D | — | — | (F9) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.02 - $754.66. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-02-09 | S | D | 2,171 | $755.65 | 0 | D | — | — | (F10) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.27 - $756.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2023-02-09 | M | A | 38,800 | $173.29 | 38,800 | D | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 7 | Common | Common Stock | 2023-02-09 | S | D | 10,935 | $749.96 | 6,524 | D | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $749.455 - $750.45. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2023-02-09 | S | D | 9,562 | $748.98 | 17,459 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $748.44 - $749.42. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2023-02-09 | S | D | 4,947 | $747.79 | 27,021 | D | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.37 - $748.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2023-02-09 | S | D | 6,832 | $747.02 | 31,968 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $746.37 - $747.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Derivative | Stock Option | 2023-02-09 | M | D | 38,800 | $0.00 | 0 | D | $173.29 · 2015-09-30 to 2024-11-13 | 38,800 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |