Form 4 for MC Moelis & Co
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-09 · accession 0001209191-23-008941 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-13 | 2023-02-09 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $47.06 | -1,005 | 145.7K | -0.7% | -$47.3K |
| D | 2023-02-13 | 2023-02-09 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +2,283 | 146.7K | +2% | — |
| DM | 2023-02-13 | 2023-02-09 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -2,283 | 1,598 | -59% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-09 | F | D | 1,005.18 | $47.06 | 145,735 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-02-09 | M | A | 2,283.18 | — | 146,740.18 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 3 | Derivative | 2018 Incentive RSUs (December) | 2023-02-09 | M | D | 845.96 | $0.00 | 845.96 | D | — · — to — | 845.96 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 9, 2023. |
| 4 | Derivative | 2017 Incentive RSUs (December) | 2023-02-09 | M | D | 638.15 | $0.00 | 0 | D | — · — to — | 638.15 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 9, 2023. |
| 5 | Derivative | 2019 Incentive RSUs (December) | 2023-02-09 | M | D | 799.07 | $0.00 | 1,598.14 | D | — · — to — | 799.07 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 9, 2023. |