Form 4 for AON Aon plc
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001209191-23-009528 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-14 | 2023-02-10+ | AON | Neller Michael | Principal Accounting Off | M - OptEx | — | +283 | 2,258 | +14% | — |
| DM | 2023-02-14 | 2023-02-10+ | AON | Neller Michael | Principal Accounting Off | F - Tax | $319.35 | -99 | 2,138 | -4% | -$31.6K |
| DM | 2023-02-14 | 2023-02-10+ | AON | Neller Michael | Principal Accounting Off | M - OptEx | $0.00 | -283 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2023-02-10 | M | A | 163 | — | 2,195 | D | — | — | (F1) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 2 | Common | Class A Ordinary Stock | 2023-02-13 | M | A | 120 | — | 2,258 | D | — | — | (F1) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 3 | Common | Class A Ordinary Stock | 2023-02-13 | F | D | 42 | $321.43 | 2,216 | D | — | — | |
| 4 | Common | Class A Ordinary Stock | 2023-02-10 | F | D | 57 | $317.82 | 2,138 | D | — | — | |
| 5 | Derivative | Restricted Share Unit (Right to Receive) | 2023-02-10 | M | D | 163 | $0.00 | 163 | D | — · — to 2024-02-11 | 163 Class A Ordinary Shares | (F3) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F4) A restricted share unit award was granted on February 11, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |
| 6 | Derivative | Restrictive Share Unit (Right to Receive) | 2023-02-13 | M | D | 120 | $0.00 | 0 | D | — · — to 2023-02-13 | 120 Class A Ordinary Shares | (F3) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F5) A restricted share unit award was granted on February 13, 2020 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |