Form 4 for AON Aon plc
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001209191-23-009568 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-14 | 2022-05-16+ | AON | Stevens Lisa | CHRO | L - Small Acq | $290.79 | +24.77 | 4,314 | +0.6% | +$7,203 |
| DM | 2023-02-14 | 2023-02-10+ | AON | Stevens Lisa | CHRO | M - OptEx | — | +882 | 5,038 | +21% | — |
| DM | 2023-02-14 | 2023-02-10+ | AON | Stevens Lisa | CHRO | F - Tax | $319.29 | -317 | 4,909 | -6% | -$101.2K |
| DM | 2023-02-14 | 2023-02-10+ | AON | Stevens Lisa | CHRO | M - OptEx | $0.00 | -882 | 509 | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2022-05-16 | L | A | 8.52 | $279.93 | 4,266.89 | D | — | — | |
| 2 | Common | Class A Ordinary Stock | 2022-08-15 | L | A | 8.01 | $300.58 | 4,305.80 | D | — | — | (F1) Includes shares acquired under Aon employee stock purchase plan on June 30, 2022. |
| 3 | Common | Class A Ordinary Stock | 2022-11-16 | L | A | 8.24 | $292.49 | 4,314.05 | D | — | — | |
| 4 | Common | Class A Ordinary Stock | 2023-02-10 | M | A | 509 | — | 4,853.47 | D | — | — | (F2) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. (F3) Includes shares acquired under Aon employee stock purchase plan on December 30, 2022. |
| 5 | Common | Class A Ordinary Stock | 2023-02-10 | F | D | 188 | $317.82 | 4,665.47 | D | — | — | |
| 6 | Common | Class A Ordinary Stock | 2023-02-13 | M | A | 373 | — | 5,038.47 | D | — | — | (F2) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 7 | Common | Class A Ordinary Stock | 2023-02-13 | F | D | 129 | $321.43 | 4,909.47 | D | — | — | |
| 8 | Derivative | Restrictive Share Unit (Right to Receive) | 2023-02-13 | M | D | 373 | $0.00 | 0 | D | — · — to 2023-02-13 | 373 Class A Ordinary Shares | (F5) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F7) A restricted share unit award was granted on February 13, 2020 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |
| 9 | Derivative | Restricted Share Unit (Right to Receive) | 2023-02-10 | M | D | 509 | $0.00 | 509 | D | — · — to 2024-02-11 | 509 Class A Ordinary Shares | (F5) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F6) A restricted share unit award was granted on February 11, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |