Form 4 for AON Aon plc
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001209191-23-009570 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-02-14 | 2022-11-10 | AON | Case Gregory C | CEO, Dir | G - Gift | $0.00 | 0 | 145.5K | New | $0 |
| D | 2023-02-14 | 2023-02-10 | AON | Case Gregory C | CEO, Dir | F - Tax | $317.82 | -741 | 424.9K | -0.2% | -$235.5K |
| D | 2023-02-14 | 2022-12-09 | AON | Case Gregory C | CEO, Dir | G - Gift | $0.00 | -16.7K | 423.9K | -4% | $0 |
| D | 2023-02-14 | 2023-02-10 | AON | Case Gregory C | CEO, Dir | M - OptEx | — | +1,765 | 425.6K | +0.4% | — |
| D | 2023-02-14 | 2023-02-10 | AON | Case Gregory C | CEO, Dir | M - OptEx | $0.00 | -1,765 | 1,765 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2022-11-10 | G | D | 70,684 | $0.00 | 70,683 | I By GRAT | — | — | (F1) On November 10, 2022, the GRAT returned 141,311 shares to the reporting person as an annuity payment. Also on November 10, 2022, the GRAT transferred 70,684 and 70,683 shares to trusts reported as indirectly owned by the reporting person. On November 29, 2022, the reporting person contributed 400,000 shares previously held as direct to a new GRAT. |
| 2 | Common | Class A Ordinary Stock | 2022-11-10 | G | D | 70,683 | $0.00 | 0 | I By GRAT | — | — | (F1) On November 10, 2022, the GRAT returned 141,311 shares to the reporting person as an annuity payment. Also on November 10, 2022, the GRAT transferred 70,684 and 70,683 shares to trusts reported as indirectly owned by the reporting person. On November 29, 2022, the reporting person contributed 400,000 shares previously held as direct to a new GRAT. |
| 3 | Common | Class A Ordinary Stock | 2022-11-10 | G | A | 70,684 | $0.00 | 145,486 | I By Trust | — | — | (F1) On November 10, 2022, the GRAT returned 141,311 shares to the reporting person as an annuity payment. Also on November 10, 2022, the GRAT transferred 70,684 and 70,683 shares to trusts reported as indirectly owned by the reporting person. On November 29, 2022, the reporting person contributed 400,000 shares previously held as direct to a new GRAT. |
| 4 | Common | Class A Ordinary Stock | 2023-02-10 | F | D | 741 | $317.82 | 424,879 | D | — | — | |
| 5 | Common | Class A Ordinary Stock | 2022-12-09 | G | D | 16,700 | $0.00 | 423,855 | D | — | — | (F1) On November 10, 2022, the GRAT returned 141,311 shares to the reporting person as an annuity payment. Also on November 10, 2022, the GRAT transferred 70,684 and 70,683 shares to trusts reported as indirectly owned by the reporting person. On November 29, 2022, the reporting person contributed 400,000 shares previously held as direct to a new GRAT. |
| 6 | Common | Class A Ordinary Stock | 2023-02-10 | M | A | 1,765 | — | 425,620 | D | — | — | (F2) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 7 | Common | Class A Ordinary Stock | 2022-11-10 | G | A | 70,683 | $0.00 | 145,485 | I By Trust | — | — | (F1) On November 10, 2022, the GRAT returned 141,311 shares to the reporting person as an annuity payment. Also on November 10, 2022, the GRAT transferred 70,684 and 70,683 shares to trusts reported as indirectly owned by the reporting person. On November 29, 2022, the reporting person contributed 400,000 shares previously held as direct to a new GRAT. |
| 8 | Derivative | Restricted Share Unit (Right to Receive) | 2023-02-10 | M | D | 1,765 | $0.00 | 1,765 | D | — · — to 2024-02-12 | 1,765 Class A Ordinary Shares | (F4) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F5) A restricted share unit award was granted on February 12, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |