Form 4 for QLYS QUALYS, INC.
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0001209191-23-010071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-16 | 2023-02-15 | QLYS | Thakar Sumedh S | CEO, Pres, Dir | A - Grant | $101.38 | +140 | 179.5K | +0.1% | +$14.2K |
| DM | 2023-02-16 | 2023-02-14 | QLYS | Thakar Sumedh S | CEO, Pres, Dir | S - Sale+OE | $120.21 | -5,833 | 182.5K | -3% | -$701.2K |
| D | 2023-02-16 | 2023-02-14 | QLYS | Thakar Sumedh S | CEO, Pres, Dir | M - OptEx | $23.51 | +4,300 | 185.2K | +2% | +$101.1K |
| D | 2023-02-16 | 2023-02-14 | QLYS | Thakar Sumedh S | CEO, Pres, Dir | M - OptEx | $23.51 | -4,300 | 511 | -89% | -$101.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | A | A | 140 | $101.38 | 179,459 | D | — | — | (F6) These shares were acquired on February 15, 2023 through the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Common | Common Stock | 2023-02-14 | S | D | 500 | $122.62 | 179,319 | D | — | — | (F5) The sale price represents the weighted average price of the shares sold ranging from $122.32 to $122.96 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 3 | Common | Common Stock | 2023-02-14 | S | D | 1,315 | $121.29 | 179,819 | D | — | — | (F4) The sale price represents the weighted average price of the shares sold ranging from $121.11 to $121.96 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 4 | Common | Common Stock | 2023-02-14 | S | D | 1,400 | $120.18 | 181,134 | D | — | — | (F3) The sale price represents the weighted average price of the shares sold ranging from $119.93 to $120.54 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 5 | Common | Common Stock | 2023-02-14 | S | D | 2,618 | $119.23 | 182,534 | D | — | — | (F2) The sale price represents the weighted average price of the shares sold ranging from $118.90 to $119.87 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 6 | Common | Common Stock | 2023-02-14 | M | A | 4,300 | $23.51 | 185,152 | D | — | — | |
| 7 | Derivative | Stock Option (right to buy) | 2023-02-14 | M | D | 4,300 | $23.51 | 511 | D | $23.51 · — to 2024-08-01 | 4,300 Common Stock | (F7) This option is fully vested and immediately exercisable. |