Form 4 for TDG TransDigm Group
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010367 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-02-17 | 2023-02-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $754.78 | -6,500 | 26.1K | -20% | -$4.91M |
| DI | 2023-02-17 | 2023-02-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $173.29 | +6,500 | 28.0K | +30% | +$1.13M |
| DI | 2023-02-17 | 2023-02-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -6,500 | 130.2K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | S | D | 856 | $755.52 | 23,002.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $755.01 - $756.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-02-15 | S | D | 2,289 | $754.52 | 23,858.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $754.01 - $755.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-02-15 | S | D | 950 | $757.60 | 21,597.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $757.08 - $757.815. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-02-15 | S | D | 50 | $758.14 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 5 | Common | Common Stock | 2023-02-15 | S | D | 455 | $756.58 | 22,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $756.02 - $756.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2023-02-15 | M | A | 6,500 | $173.29 | 28,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 7 | Common | Common Stock | 2023-02-15 | S | D | 100 | $750.00 | 27,947.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 8 | Common | Common Stock | 2023-02-15 | S | D | 600 | $752.15 | 27,347.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.00 - $752.53. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2023-02-15 | S | D | 1,200 | $753.39 | 26,147.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $753.01 - $753.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Derivative | Stock Option | 2023-02-15 | M | D | 6,500 | $0.00 | 130,190 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 6,500 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |