Form 4 for NTAP NetApp
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010476 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | +2,231 | 63.9K | +4% | $0 |
| D | 2023-02-17 | 2023-02-15 | NTAP | CERNUDA CESAR | Pres | F - Tax | $68.71 | -1,048 | 62.8K | -2% | -$72.0K |
| D | 2023-02-17 | 2023-02-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | -2,231 | 20.1K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-15 | M | A | 2,231 | $0.00 | 63,877 | D | — | — | |
| 2 | Common | Common shares | 2023-02-15 | F | D | 1,048 | $68.71 | 62,829 | D | — | — | |
| 3 | Derivative | Restricted Stock | 2023-02-15 | M | D | 2,231 | $0.00 | 20,082 | D | $0.00 · 2022-05-15 to 2028-07-01 | 2,231 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |