Form 4 for NTAP NetApp
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010478 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-15 | NTAP | Parks Robert | CAO | M - OptEx | $0.00 | +3,533 | 6,951 | +103% | $0 |
| DM | 2023-02-17 | 2023-02-15 | NTAP | Parks Robert | CAO | F - Tax | $68.71 | -1,109 | 6,842 | -14% | -$76.2K |
| D | 2023-02-17 | 2023-02-15 | NTAP | Parks Robert | CAO | I - Discretionary | $0.00 | -3,158 | 6,316 | -33% | $0 |
| D | 2023-02-17 | 2023-02-15 | NTAP | Parks Robert | CAO | M - OptEx | $0.00 | -375 | 3,375 | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-15 | M | A | 3,158 | $0.00 | 7,576 | D | — | — | |
| 2 | Common | Common shares | 2023-02-15 | F | D | 1,000 | $68.71 | 6,576 | D | — | — | |
| 3 | Common | Common Shares | 2023-02-15 | M | A | 375 | $0.00 | 6,951 | D | — | — | |
| 4 | Common | Common shares | 2023-02-15 | F | D | 109 | $68.71 | 6,842 | D | — | — | |
| 5 | Derivative | Restricted Stock | 2023-02-15 | I | D | 3,158 | $0.00 | 6,316 | D | $0.00 · 2022-02-15 to 2028-02-17 | 3,159 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On February 15, 2021, the reporting person was granted 12,633 restricted stock units, vesting in four equal annual installments beginning on February 15, 2022 and subject to continued service on each applicable vesting date. |
| 6 | Derivative | Restricted Stock | 2023-02-15 | M | D | 375 | $0.00 | 3,375 | D | $0.00 · 2022-05-15 to 2028-07-01 | 375 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On July 1, 2021, the reporting person was granted 6,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |