Form 4 for NTAP NetApp
Accepted 2023-02-17 00:00:00 ET · period of report 2022-11-30 · accession 0001209191-23-010479 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | NTAP | O'Callahan Elizabeth M | EVP, CLO | M - OptEx | $0.00 | +1,794 | 11.2K | +19% | $0 |
| D | 2023-02-17 | 2023-02-15 | NTAP | O'Callahan Elizabeth M | EVP, CLO | F - Tax | $68.71 | -706 | 10.5K | -6% | -$48.5K |
| D | 2023-02-17 | 2022-11-30 | NTAP | O'Callahan Elizabeth M | EVP, CLO | J - Other | $57.47 | +149 | 9,366 | +2% | +$8,563 |
| D | 2023-02-17 | 2023-02-15 | NTAP | O'Callahan Elizabeth M | EVP, CLO | M - OptEx | $0.00 | -1,794 | 16.1K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2023-02-15 | M | A | 1,794 | $0.00 | 11,160 | D | — | — | |
| 2 | Common | Common Shares | 2023-02-15 | F | D | 706 | $68.71 | 10,454 | D | — | — | |
| 3 | Common | Common Shares | 2022-11-30 | J | A | 149 | $57.47 | 9,366 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-02-15 | M | D | 1,794 | $0.00 | 16,144 | D | $0.00 · 2022-05-15 to 2027-07-01 | 1,794 Common Stock | (F2) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |