Form 4 for MKTX MARKETAXESS HOLDINGS INC
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010566 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | MKTX | Gerosa Christopher N. | CFO | A - Grant | $0.00 | +328 | 1,944 | +20% | $0 |
| D | 2023-02-17 | 2023-02-15 | MKTX | Gerosa Christopher N. | CFO | A - Grant | $0.00 | +952 | 952 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.003 per share | 2023-02-15 | A | A | 328 | $0.00 | 1,944 | D | — | — | (F1) Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2024, 33% on February 15, 2025, and 33% on February 15, 2026. |
| 2 | Derivative | Stock Option (right to buy) | 2023-02-15 | A | A | 952 | $0.00 | 952 | D | $358.53 · — to 2029-02-15 | 952 Common Stock | (F2) The stock options shall vest 34% on February 15, 2024, 33% on February 15, 2025, and 33% on February 15, 2026. |