Form 4 for VELO Velo3D, Inc.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010698 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | VELO | Chung Bernard | VP, Fin | M - OptEx | — | +1,662 | 105.9K | +2% | — |
| D | 2023-02-17 | 2023-02-15 | VELO | Chung Bernard | VP, Fin | S - Sale+OE | $3.62 | -717 | 105.2K | -0.7% | -$2,596 |
| D | 2023-02-17 | 2023-02-15 | VELO | Chung Bernard | VP, Fin | M - OptEx | $0.00 | -1,662 | 18.3K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 1,662 | — | 105,885 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2023-02-15 | S | D | 717 | $3.62 | 105,168 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2023-02-15 | M | D | 1,662 | $0.00 | 18,281 | D | — · — to — | 1,662 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F3) The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date. |