Form 4 for HLIT HARMONIC INC.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010784 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | +40.4K | 190.9K | +27% | $0 |
| D | 2023-02-17 | 2023-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | F - Tax | $14.03 | -21.7K | 169.2K | -11% | -$304.4K |
| DM | 2023-02-17 | 2023-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | -40.4K | 51.2K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 40,442 | $0.00 | 190,889 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-15 | F | D | 21,694 | $14.03 | 169,195 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 7,400 | $0.00 | 0 | D | $0.00 · 2021-02-15 to 2023-02-15 | 7,400 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 7,450 | $0.00 | 29,800 | D | $0.00 · 2022-02-15 to 2024-02-15 | 7,450 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 25,592 | $0.00 | 51,183 | D | $0.00 · 2023-02-15 to 2025-02-15 | 25,592 Common Stock |