Form 4 for HLIT HARMONIC INC.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010787 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $0.00 | +86.5K | 570.2K | +18% | $0 |
| D | 2023-02-17 | 2023-02-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | F - Tax | $14.03 | -45.8K | 524.4K | -8% | -$642.1K |
| DM | 2023-02-17 | 2023-02-15 | HLIT | HARSHMAN PATRICK | Pres, CEO, Dir | M - OptEx | $0.00 | -86.5K | 66.2K | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 86,526 | $0.00 | 570,168 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-15 | F | D | 45,769 | $14.03 | 524,399 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 15,236 | $0.00 | 0 | D | $0.00 · 2021-02-15 to 2023-02-15 | 15,236 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 54,735 | $0.00 | 109,469 | D | $0.00 · 2023-02-15 to 2025-02-15 | 54,735 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 16,555 | $0.00 | 66,220 | D | $0.00 · 2022-02-15 to 2024-02-15 | 16,555 Common Stock |