Form 4 for HLIT HARMONIC INC.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010789 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | +42.4K | 192.3K | +28% | $0 |
| D | 2023-02-17 | 2023-02-15 | HLIT | Kalra Sanjay | SVP, CFO | F - Tax | $14.03 | -22.7K | 171.1K | -12% | -$318.6K |
| DM | 2023-02-17 | 2023-02-15 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | -42.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 42,420 | $0.00 | 192,320 | D | — | — | (F1) Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/3/2023. |
| 2 | Common | Common Stock | 2023-02-15 | F | D | 22,707 | $14.03 | 171,113 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 9,179 | $0.00 | 36,718 | D | $0.00 · 2022-02-15 to 2024-02-15 | 9,179 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 22,793 | $0.00 | 45,585 | D | $0.00 · 2023-02-15 to 2025-02-15 | 22,793 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 10,448 | $0.00 | 0 | D | $0.00 · 2021-02-15 to 2023-02-15 | 10,448 Common Stock |