Form 4 for HLIT HARMONIC INC.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010806 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | HLIT | Whalen Daniel T | Dir | M - OptEx | $0.00 | +14.4K | 24.5K | +142% | $0 |
| D | 2023-02-17 | 2023-02-15 | HLIT | Whalen Daniel T | Dir | M - OptEx | $0.00 | -14.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 14,395 | $0.00 | 24,518 | D | — | — | (F1) These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 2/17/2022, and were identified on a Form 4 filed by the Reporting Person on 2/22/2022. |
| 2 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 14,395 | $0.00 | 0 | D | $0.00 · 2023-02-15 to 2023-02-15 | 14,395 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |