Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010814 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | F - Tax | $29.55 | -1,387 | 12.4K | -10% | -$41.0K |
| D | 2023-02-17 | 2023-02-15 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | M - OptEx | — | +3,701 | 13.8K | +37% | — |
| D | 2023-02-17 | 2023-02-15 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | M - OptEx | $0.00 | -3,701 | 7,403 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-15 | F | D | 1,387 | $29.55 | 12,372 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 2 | Common | Common Shares | 2023-02-15 | M | A | 3,701 | — | 13,759 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 3,701 | $0.00 | 7,403 | D | — · — to — | 3,701 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. |