Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010837 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-02-17 | 2023-02-15 | AXTA | CHAPMAN STEVEN M | Dir | M - OptEx | — | +6,939 | 18.1K | +62% | — |
| DI | 2023-02-17 | 2023-02-15 | AXTA | CHAPMAN STEVEN M | Dir | M - OptEx | $0.00 | -6,939 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-15 | M | A | 6,939 | — | 18,072 | I By an LLC | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F2) Held by a limited liability company owned by the reporting person. |
| 2 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 6,939 | $0.00 | 0 | I By an LLC | — · — to — | 6,939 Common Shares | (F2) Held by a limited liability company owned by the reporting person. (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On February 15, 2022 the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023. |