Form 4 for SEER Seer, Inc.
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001209191-23-010930 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | SEER | Thomas Scott D | Chief Commercial Off | A - Grant | $0.00 | +70.0K | 96.0K | +269% | $0 |
| D | 2023-02-17 | 2023-02-15 | SEER | Thomas Scott D | Chief Commercial Off | A - Grant | $0.00 | +140.0K | 140.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-15 | A | A | 70,000 | $0.00 | 96,000 | D | — | — | (F1) The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on February 15, 2024. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2023-02-15 | A | A | 140,000 | $0.00 | 140,000 | D | $4.59 · — to 2033-02-15 | 140,000 Class A Common Stock | (F2) The option is subject to vesting requirements based upon achievement of specified performance-based criteria (the "Stock Price Hurdle") which requires that the Issuer achieve a stock price equal to or greater than 150% of the option exercise price during the period beginning on the grant date and ending on February 15, 2030 (the "Performance Period"). If the Stock Price Hurdle is achieved within the Performance Period, then one fourth of the shares subject to the option vest on the date that achievement of the Stock Price Hurdle is certified and the remaining shares vest annually thereafter in three equal installments. |