Form 4 for TDG TransDigm Group
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001209191-23-011045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-21 | 2023-02-16 | TDG | Lisman Michael | CFO | M - OptEx | $279.98 | +12.4K | 14.7K | +537% | +$3.47M |
| DM | 2023-02-21 | 2023-02-16 | TDG | Lisman Michael | CFO | S - Sale+OE | $749.81 | -12.4K | 10.4K | -54% | -$9.30M |
| DM | 2023-02-21 | 2023-02-16 | TDG | Lisman Michael | CFO | M - OptEx | $0.00 | -12.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-16 | M | A | 3,200 | $217.70 | 5,509 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-16 | M | A | 1,100 | $284.97 | 6,609 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-16 | M | A | 8,100 | $303.90 | 14,709 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-16 | S | D | 1,468 | $752.99 | 2,309 | D | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $752.69 - $753.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2023-02-16 | S | D | 3,875 | $749.48 | 6,539 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $748.985 - $749.98 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2023-02-16 | S | D | 2,359 | $750.36 | 4,180 | D | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $750.04 - $750.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2023-02-16 | S | D | 403 | $751.39 | 3,777 | D | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $751.08 - $751.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2023-02-16 | S | D | 4,295 | $748.58 | 10,414 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $747.98 - $748.97 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Derivative | Stock Option | 2023-02-16 | M | D | 3,200 | $0.00 | 0 | D | $217.70 · 2016-09-30 to 2026-01-20 | 3,200 Common Stock | |
| 10 | Derivative | Stock Option | 2023-02-16 | M | D | 1,100 | $0.00 | 0 | D | $284.97 · 2021-09-30 to 2027-11-08 | 1,100 Common Stock | |
| 11 | Derivative | Stock Option | 2023-02-16 | M | D | 8,100 | $0.00 | 0 | D | $303.90 · 2018-09-30 to 2028-01-24 | 8,100 Common Stock |