Form 4 for TFIN Triumph Financial, Inc.
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001209191-23-011120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-21 | 2023-02-16 | TFIN | Voss William B. | CFO | A - Grant | $0.00 | +8,520 | 20.4K | +72% | $0 | |
| 2023-02-21 | 2023-02-16 | TFIN | Voss William B. | CFO | F - Tax | $64.17 | -3,271 | 17.1K | -16% | -$209.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-16 | A | A | 8,520 | $0.00 | 20,390 | D | — | — | (F1) Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. |
| 2 | Common | Common Stock | 2023-02-16 | F | D | 3,271 | $64.17 | 17,119 | D | — | — | (F2) Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards. (F3) Consists of (i) 12,032 shares beneficially owned by reporting person, and (ii) 5,087 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |