Form 4 for MFIN MEDALLION FINANCIAL CORP
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001209191-23-011190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-21 | 2023-02-17 | MFIN | Poulton Donald S. | See Remarks | F - Tax | $7.93 | -1,861 | 194.2K | -0.9% | -$14.8K | |
| 2023-02-21 | 2023-02-16 | MFIN | Poulton Donald S. | See Remarks | A - Grant | $0.00 | +34.8K | 196.1K | +22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | F | D | 1,861 | $7.93 | 194,195 | D | — | — | (F2) Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. |
| 2 | Common | Common Stock | 2023-02-16 | A | A | 34,808 | $0.00 | 196,056 | D | — | — | (F1) Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2024, March 1, 2025 and March 1, 2026. |