Form 4 for APO Apollo Global Management
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001209191-23-011274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-02-21 | 2023-02-16 | APO | Suydam John J | CLO | A - Grant | $71.45 | +1,546 | 11.9K | +15% | +$110.5K |
| M | 2023-02-21 | 2023-02-16 | APO | Suydam John J | CLO | A - Grant | $4.43 | +14.6K | 278.0K | +6% | +$64.6K |
| 2023-02-21 | 2023-02-17 | APO | Suydam John J | CLO | F - Tax | $70.66 | -6,655 | 285.0K | -2% | -$470.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-16 | A | A | 1,546 | $71.45 | 11,853 | I | — | — | (F1) Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan and the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date. (F5) These shares are held by Kalmia Investments LLC - Series A ("Kalmia"). The reporting person owns 30% of Kalmia, and the remaining 70% of Kalmia is owned by the Suydam GST Exempt Trust for the benefit of the reporting person's grandchildren for whom the reporting person's spouse is the trustee (the "GST Trust"). The reporting person disclaims beneficial ownership of 70% of the securities owned by Kalmia, as they will ultimately be distributed to the GST Trust. |
| 2 | Common | Common Stock | 2023-02-16 | A | A | 13,686 | $0.00 | 291,666 | D | — | — | (F3) Represents RSUs granted under the Plan. (F4) Reported amount includes 146,503 vested and unvested RSUs granted under the Plan. |
| 3 | Common | Common Stock | 2023-02-17 | F | D | 6,655 | $70.66 | 285,011 | D | — | — | (F6) Consists of shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares that were granted under the Plan. (F7) Reported amount includes 129,310 vested and unvested RSUs granted under the Plan. |
| 4 | Common | Common Stock | 2023-02-16 | A | A | 904 | $71.45 | 277,980 | D Kalmia Investments LLC - Series A | — | — | (F1) Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan and the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date. (F2) Reported amount includes 132,817 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. |