Form 4 for AON Aon plc
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001209191-23-011400 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-21 | 2023-02-16+ | AON | Neller Michael | Principal Accounting Off | F - Tax | $310.25 | -1,782 | 4,408 | -29% | -$552.9K |
| D | 2023-02-21 | 2023-02-17 | AON | Neller Michael | Principal Accounting Off | M - OptEx | — | +146 | 4,473 | +3% | — |
| D | 2023-02-21 | 2023-02-16 | AON | Neller Michael | Principal Accounting Off | A - Grant | — | +4,828 | 6,044 | +397% | — |
| D | 2023-02-21 | 2023-02-16 | AON | Neller Michael | Principal Accounting Off | S - Sale+OE | $311.59 | -1,000 | 1,216 | -45% | -$311.6K |
| D | 2023-02-21 | 2023-02-17 | AON | Neller Michael | Principal Accounting Off | M - OptEx | $0.00 | -146 | 292 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2023-02-16 | F | D | 1,717 | $310.25 | 4,327 | D | — | — | |
| 2 | Common | Class A Ordinary Stock | 2023-02-17 | M | A | 146 | — | 4,473 | D | — | — | (F3) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 3 | Common | Class A Ordinary Stock | 2023-02-16 | A | A | 4,828 | — | 6,044 | D | — | — | (F1) Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the fifteenth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 16, 2023, based on the Company's performance for the period from January 1, 2020 to December 31, 2022. |
| 4 | Common | Class A Ordinary Stock | 2023-02-16 | S | D | 1,000 | $311.59 | 1,216 | D | — | — | |
| 5 | Common | Class A Ordinary Stock | 2023-02-17 | F | D | 65 | $310.27 | 4,408 | D | — | — | |
| 6 | Derivative | Restricted Share Unit (Right to Receive) | 2023-02-17 | M | D | 146 | $0.00 | 292 | D | — · — to 2025-02-17 | 146 Class A Ordinary Shares | (F4) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F5) A restricted share unit award was granted on February 17, 2022 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |