Form 4 for PNW Pinnacle West Capital
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-17 · accession 0001209191-23-011417 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-21 | 2023-02-17 | PNW | Easterly Donna M | SVP, HR, APS | F - Tax | $75.10 | -318 | 8,462 | -4% | -$23.9K |
| DM | 2023-02-21 | 2023-02-17 | PNW | Easterly Donna M | SVP, HR, APS | M - OptEx | — | +1,812 | 8,711 | +26% | — |
| DM | 2023-02-21 | 2023-02-17 | PNW | Easterly Donna M | SVP, HR, APS | D - Sale to Iss | $75.10 | -1,066 | 8,101 | -12% | -$80.1K |
| D | 2023-02-21 | 2023-02-17 | PNW | Easterly Donna M | SVP, HR, APS | A - Grant | — | +31 | 8,477 | +0.4% | — |
| DM | 2023-02-21 | 2023-02-17 | PNW | Easterly Donna M | SVP, HR, APS | M - OptEx | — | -1,812 | 1,826 | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | F | D | 236 | $75.10 | 8,446 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-17 | M | A | 166 | — | 8,169 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 3 | Common | Common Stock | 2023-02-17 | D | D | 166 | $75.10 | 8,003 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-17 | M | A | 165 | — | 8,168 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 5 | Common | Common Stock | 2023-02-17 | F | D | 67 | $75.10 | 8,101 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-17 | M | A | 344 | — | 8,445 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 7 | Common | Common Stock | 2023-02-17 | D | D | 29 | $75.10 | 8,682 | D | — | — | |
| 8 | Common | Common Stock | 2023-02-17 | M | A | 527 | — | 8,628 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 9 | Common | Common Stock | 2023-02-17 | D | D | 527 | $75.10 | 8,101 | D | — | — | |
| 10 | Common | Common Stock | 2023-02-17 | A | A | 31 | — | 8,477 | D | — | — | (F5) Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019 Restricted Stock Unit grant. |
| 11 | Common | Common Stock | 2023-02-17 | F | D | 15 | $75.10 | 8,462 | D | — | — | |
| 12 | Common | Common Stock | 2023-02-17 | M | A | 610 | — | 8,711 | D | — | — | (F3) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights. |
| 13 | Common | Common Stock | 2023-02-17 | D | D | 344 | $75.10 | 8,101 | D | — | — | |
| 14 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 527 | — | 1,054 | D | — · — to — | 344 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F8) The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. |
| 15 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 344 | — | 344 | D | — · — to — | 344 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F7) The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021. |
| 16 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 331 | — | 0 | D | — · — to — | 331 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F6) The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. |
| 17 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 610 | — | 1,826 | D | — · — to — | 610 Common Stock | (F9) The number of derivative securities in Column 5 includes 29 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock. (F3) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights. (F11) Includes 83 Restricted Stock Units received in connection with the settlement of dividend equivalent rights. (F10) The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023. |