Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001209191-23-011634 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-17 | GNW | Hodges Mark Blakeley | EVP, CRO | F - Tax | $6.23 | -5,781 | 15.2K | -28% | -$36.0K |
| D | 2023-02-22 | 2023-02-17 | GNW | Hodges Mark Blakeley | EVP, CRO | M - OptEx | — | +16.5K | 20.9K | +368% | — |
| D | 2023-02-22 | 2023-02-17 | GNW | Hodges Mark Blakeley | EVP, CRO | M - OptEx | $0.00 | -16.5K | 32.9K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-17 | F | D | 5,781 | $6.23 | 15,153 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023. |
| 2 | Common | Class A Common Stock | 2023-02-17 | M | A | 16,461 | — | 20,934 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 3 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 16,461 | $0.00 | 32,922 | D | — · — to — | 16,461 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. |