Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001209191-23-011641 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-17 | GNW | Sheehan Daniel J IV | EVP, CFO, CIO | F - Tax | $6.23 | -32.3K | 852.6K | -4% | -$201.5K |
| D | 2023-02-22 | 2023-02-17 | GNW | Sheehan Daniel J IV | EVP, CFO, CIO | M - OptEx | — | +102.9K | 884.9K | +13% | — |
| D | 2023-02-22 | 2023-02-17 | GNW | Sheehan Daniel J IV | EVP, CFO, CIO | M - OptEx | $0.00 | -102.9K | 205.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-17 | F | D | 32,343 | $6.23 | 852,560 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023. |
| 2 | Common | Class A Common Stock | 2023-02-17 | M | A | 102,880 | — | 884,903 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 3 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 102,880 | $0.00 | 205,762 | D | — · — to — | 102,880 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. |