Form 4 for BATL BATTALION OIL CORP
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-20 · accession 0001209191-23-011728 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-20 | BATL | Little Richard H | CEO | M - OptEx | $0.00 | +17.7K | 52.3K | +51% | $0 |
| D | 2023-02-22 | 2023-02-20 | BATL | Little Richard H | CEO | F - Tax | $9.77 | -4,408 | 47.5K | -8% | -$43.1K |
| D | 2023-02-22 | 2023-02-20 | BATL | Little Richard H | CEO | M - OptEx | $0.00 | -17.7K | 17.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-20 | M | A | 17,709 | $0.00 | 52,279 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-20 | F | D | 4,408 | $9.77 | 47,471 | D | — | — | (F1) Shares withheld for taxes owed upon vesting of RSUs. |
| 3 | Derivative | Restricted Stock Unit | 2023-02-20 | M | D | 17,709 | $0.00 | 17,710 | D | — · — to — | 17,709 Common Stock | (F2) The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. |