Form 4 for COP ConocoPhillips
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-20 · accession 0001209191-23-011853 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-20 | COP | Rose Kelly Brunetti | SVP, GC | M - OptEx | — | +48.1K | 58.5K | +465% | — |
| D | 2023-02-22 | 2023-02-20 | COP | Rose Kelly Brunetti | SVP, GC | F - Tax | $104.92 | -17.5K | 10.4K | -63% | -$1.84M |
| D | 2023-02-22 | 2023-02-20 | COP | Rose Kelly Brunetti | SVP, GC | D - Sale to Iss | $104.92 | -30.6K | 27.9K | -52% | -$3.21M |
| D | 2023-02-22 | 2023-02-20 | COP | Rose Kelly Brunetti | SVP, GC | M - OptEx | $0.00 | -48.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-20 | M | A | 48,113 | — | 58,464 | D | — | — | (F1) Each stock unit was the economic equivalent of one share of common stock and settled in cash. |
| 2 | Common | Common Stock | 2023-02-20 | F | D | 17,505 | $104.92 | 10,351 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-20 | D | D | 30,608 | $104.92 | 27,856 | D | — | — | |
| 4 | Derivative | Stock Units | 2023-02-20 | M | D | 48,113 | $0.00 | 0 | D | — · — to 2023-02-20 | 48,113 Common Stock | (F2) The stock units represent ConocoPhillips common stock on a 1-for-1 basis. (F3) The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2023. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2023; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. |